Rick Wood

Rick is responsible for recruiting, coaching, and leading the next generation of young new advisors at Caldwell Securities Ltd. He is also tasked with the development and implementation of our Client Experience Model and Holistic Goals-Based approach to Wealth Management.

Rick has dedicated over 25 years of his professional career to helping individuals, business owners, corporations and their employees achieve their Wealth Management goals.

Prior to joining Caldwell Securities Ltd., Rick worked at a very large National IIROC & MFDA dealer. He was responsible for the turnaround, buildout, and return to profitability of their modernized, National Advisory team, across Canada.

Rick holds a Certified Investment Manager (“CIM”) as well as a Certified Financial Planner, (“CFP”) designation. He is also a Brand Ambassador for FP Canada and is often called upon to speak as an expert with media and press about topical investment and financial planning issues.

Rick is a periodic lecturer at Seneca Colleges’ Business Department for their Faculty of Continuing Education and Training.

He is a devoted father of three and a community leader who volunteers much of his time coaching football and mentoring at risk youth to help them overcome obstacles, meet challenges and pursue post-secondary education through sports.


You might also like

Abhiram (Abhi) Prabhu

Abhi has over 12 years experience driving Strategic Management, Business Development, and Client Success. Throughout his career, Abhi has demonstrated continuous success in achieving revenue

Read More »

Muraly Srinarayanathas

Muraly Srinarayanathas is a serial entrepreneur and global strategist. He serves as the Co-Founder and Executive Chairman of 369 Global, an international group of companies

Read More »

Neelam Advani

Neelam is a Branch Manager at Meeting Place Evolve -Brampton bringing to life, RBC’s vision of future of banking through digital transformation, and primary focus

Read More »

Fazaad Bacchus MBA

Started insurance sales career in 1990 – Trinidad and Tobago. Very successful advisor back home. Qualified for many awards and convention trips also qualified for

Read More »

Shaun Darchiville

Shaun joined the investment industry in September 1987. Since that time, he has worked in several areas including trading, corporate finance, management, and business development.

Read More »

Sabina Michael

Sabina is an educator, facilitator and coach specializing in intercultural and inclusive communication. She helps learners develop a global mindset in which they consider their

Read More »